Search for: "EQUIALT LLC"
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9 May 2020, 7:50 am
EquiAlt purports to be a private real estate company with at least four private placements offerings: EquiAlt Fund, LLC; EquiAlt Fund II, LLC; EquiAlt Fund III, LLC; and EA Sip, LLC. [read post]
20 Feb 2020, 1:40 am
Starting 2010, Brian Davison, a Florida resident, and Barry Rybicki, an Arizona resident, allegedly exercised control over the day to day operations of EquiAlt and its real estate investment funds: EquiAlt Fund, LLC, EquiAlt Fund II, LLC, EquiAlt Fund III, and EA SIP, LLC, the Complaint notes. [read post]
20 Feb 2020, 1:40 am
Starting 2010, Brian Davison, a Florida resident, and Barry Rybicki, an Arizona resident, allegedly exercised control over the day to day operations of EquiAlt and its real estate investment funds: EquiAlt Fund, LLC, EquiAlt Fund II, LLC, EquiAlt Fund III, and EA SIP, LLC, the Complaint notes. [read post]
20 Feb 2020, 10:44 am
On February 18, 2020, the SEC announced that it had sued EquiAlt LLC (as well as EquiAlt Fund, LLC, EquiAlt Fund II, LLC, EquiAlt Fund III, LLC, and EA SIP, LLC), owner and CEO Brian Davison, and managing director Barry Rybicki in federal court. [read post]
18 Feb 2020, 2:08 am
The White Law Group is investigating potential securities fraud claims involving the liability that financial advisors or broker-dealers may have for improperly recommending the following EquiAlt private placement offerings: EquiAlt Fund II, LLC EquiAlt Fund, LLC EquiAlt Fund III EA SIP LLC EquiAlt Qualified Opportunity Zone Fund, LP EquiAlt Secured Income Portfolio REIT, Inc. [read post]
18 Feb 2020, 8:34 am
The Securities and Exchange Commission today announced an emergency enforcement action and a temporary restraining order and asset freeze against Florida-based private real estate firm EquiAlt LLC, its CEO Brian Davison, and its Managing Director Barry…Read the Full Press ReleaseHave a securities law question? [read post]
3 Jan 2021, 7:28 am
It Was COVID (BrokeAndBroker.com Blog)SEC Charges Equialt Managing Director of Investments for Unlawful Sales of Securities to Elderly Retail Investors (SEC Release)SEC Charges Individuals with Fraud for Misappropriating Investor Funds (SEC Release)FINRA Orders Worden Capital Management LLC to Pay More than $1.2 Million in Restitution to Customers Whose Accounts Were Excessively Traded / Firm Also Fined $350,000 for Failing to Reasonably Supervise Recommended Securities… [read post]
11 Jun 2021, 5:47 am
(BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
